The order action: Buy, Sell, or Exchange.

The account type: Cash or Margin.

Note
If the Action is Buy, Account Type must be Cash.

For an Exchange
The From Symbol or CUSIP of the mutual fund involved in the correction.

For an Exchange
The To Symbol or CUSIP of the mutual fund involved in the correction.

The date of the trade in MMDDYYYY format.

Note
The system verifies that the date is a valid business day. Either enter the date or use the calendar icons.

The time of the correction. Options include 30-minute increments of time, beginning at 09:30 and ending at 16:00 (Default).

The value of the transaction in shares.

The value of the transaction in dollars.

Indicate whether the transaction is either Dollars (Default) or Shares.

Note
If the Action is Buy, Qty Type must be Dollars.

The breakpoint amount entered in dollar format.

Note
Not available for Original Trade corrections.

The service fee amount entered in dollar format.

The commission amount entered in dollar format.

For a Sell
The reason for waiving the short-term redemption fee associated with the mutual fund:

No Waiver (Default) Involuntary Distribution
Forfeitures
Loans
Return of Excess
Wrap Program
Fund of Funds
QDRO/Divorce, Death
Disability
MRD (Minimum Required Distribution),
SWP (Systematic Withdrawal)
Defined Contribution
Hardship
Auto Rebalance
Termination Distribution

The reason for waiving the CDSC (Contingent Deferred Sales Charge), which is a back-end load tied to a specific time frame:

No Waiver (Default)
Hardship
No Commission Paid
Death
Disability
Mandatory Distribution
SWP (Systematic Withdrawal)
Defined Contribution

The amount of either the CDSC Concession fee or the redemption fee entered in dollar format.

For TPAs
Indicates whether NAV is being used:

NAV (Net Asset Value)
POP (Public Offering Price)

Note
Not available for Original Trade.

For TPAs
The reason associated with choosing NAV for the trade:

Dividend Reinvest Trade
Other
NAV Transfer
Repurchase
Employee
Error Correction
Wrap Fee Account
Commission DC Plan
Non-Commission DC Plan

Note
Completing this field is required if the NAV/POP drop-down is set to NA. Not available for Original Trade.

The manner in which the correction should be made: Market, Direct.

• If you select Market, market action is taken on the error account to correct the trade.
• If you select Direct, Fidelity sends a letter to the fund company to process the correction by the fund. Use this method for class B mutual fund corrections involving CDSC (Contingent Deferred Sales Charge). There is no immediate charge by the fund if you make this selection. If the fund elects to send a loss letter, it takes approximately 1-3 months after the receipt of the letter to complete the correction. At that point, Fidelity sends the loss letter charge, which is reflected in Report #72.

The ID of the user.

The name of the user.

The telephone number of the user.

The telephone extension number of the user.

The reason for the correction:

Breakpoint Adjustment
NAV/POP correction
Waive CDSC request
Fee Adjustment
Other

A 160 character field used to include optional detail concerning the correction.