The Account Balances screen provides detailed information about an account to which you are authorized; this information is not available at the Client or Group level or across multiple accounts. The details that display differ based on the account selected - Fidelity Brokerage/Trust Account, a Fidelity Annuity Account, a Fidelity Life Insurance Account, a CGF Donor Advised Fund Account, or an Fidelity 403(b)/401(k) Account. The As of information at the right of the screen indicates the date and time of the contents that displays; select the Refresh icon to display intraday values for some account balances (if available).
There are four icons on the Account Balances screen:
The Account Balances screen for Fidelity brokerage and trust accounts is comprised of sections known as bricklets. There is a table of contents on the left side of the screen that you can use to navigate directly to a specific section. You can collapse or expand each bricklet by selecting its associated minus or plus sign respectively in the upper right portion of the bricklet. You also can remove a bricklet from the view by selecting the x in the same area. NOTE: If a bricklet is removed from the view, its label in the table of contents is not bolded. Select the entry to bold it and re-display the bricklet.
Each balance in the bricklets is represented with the Recent and Prior Close prices along with the dollar and percent change between these two values.
| Field | Definition |
|---|---|
| Recent | Regardless of the pricing contract, in certain cases where real-time or delayed prices are unavailable, prior day closing price is used.
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| Prior Close | Displays the account balances valued during the nightly batch cycle. These balances use values that occurred at the close of the previous business day. |
| $ Change (%) | Displays the percent and dollar difference between the two prices: $ Change = Recent - Prior Close Change (%) = 100 x (Recent - Prior Close) / Prior Close |
NOTE:
The following tables contain an alphabetical listing of the balances available in each bricklet along with the label of the balance in prior releases (if applicable), its description, and information on how it is calculated.
NOTE:
| Balance | Prior Label | Definition |
|---|---|---|
| Assets Held Away/Other Away Assets | N/A (New) | Displays the total balance for all assets held away. |
| Cash (1) Credit/Debit | N/A (New) | Displays the trade date credit or debit balance in the cash account. |
| Core Sweep/Fund | Core Money Market | Displays the cash credit balance held in the primary core account investment vehicle as of the close of the previous business day. This balance is held until the client either invests or withdraws it. As transactions settle, this account is debited or credited. |
| Dividend/Interest Balance (9) | N/A (New) | Displays the Type 9 dividend/interest balance in the account. |
| DVP/RVP (0) Credit/Debit | N/A (New) | Displays the trade date credit or debit balance in the DVP/RVP account. |
| Financing (6) Positions MV | N/A (New) | Displays the total market value of all loaned securities in the Fully Paid Lending Program account (Type 6). |
| Funds Committed to Open Orders | N/A (New) | Displays the value committed to pending orders that have not yet been executed (such as Buy Limit orders or Short Sale orders). This amount decreases Buying Power. Excludes values for executed
and unsettled orders. Those can be found in the Available to Trade section. NOTE: Depending on the account type, the field label changes to Cash Committed to Open Orders, Margin Committed to Open Orders, or Cash & Margin Committed to Open Orders. |
| Insurance & Annuities | N/A (New) | Displays the value of third party insurance and annuities. NOTE: This is an entitled balance and may not display in your view. |
| Margin (2) Credit/Debit | Margin Balance | Displays the credit balance or balance borrowed for activity in the margin account. This balance reflects the margin market value minus any margin equity in the brokerage account. |
| Margin Equity | N/A (New) | Displays value of all securities and cash held in the margin account, minus the amount of in-the-money covered options and margin debt (if any). |
| Non-Core Money Market (1) | N/A (New) | Displays the total market value of eligible Money Market Funds held in an account as a non-core investment position. These balances may be systematically redeemed to cover cash and margin obligations. |
| Partially Called Bonds (7) Credit/Debit | N/A (New) | Displays the trade date credit or debit balance in the partially called bonds account. |
| Pending/Unapproved Cash Credits | N/A (New) | Displays the amount of pending money movement credit transactions that is not yet reflected in available balances. This amount is aggregated from Cash (Type 1), Margin (Type 2), Short (Type 3), and Dividend/Interest (Type 9) accounts, as applicable. |
| Pending/Unapproved Cash Debits | N/A (New) | Displays the amount of pending money movement debit transactions that is not yet reflected in available balances. This amount is aggregated from Cash (Type 1), Margin (Type 2), Short (Type 3), and Dividend/Interest (Type 9) accounts, as applicable. |
| Regulatory Account Value | Regulatory Net Worth | Includes all balances from the Total Account Value minus the total amount of any loaned securities you loaned (Total Account Value MINUS Financing Positions (6) MV). |
| Restricted Securities/Legal Transfer (5) Credit/Debit | N/A (New) | Displays the trade date credit or debit balance for the restricted securities, legal transfer, or both (if applicable) |
| Short (3) Credit/Debit | Short Balance | Displays the net balance in the short account. |
| Total Account Value | Acct Net Worth | Displays the total assets minus total liabilities of an account. This amount includes the net market value of all positions held long or short in the account minus any outstanding debit balance, any amount required to cover short option positions that are in-the-money, and the total amount of any securities you loaned (if entitled). |
| Total Fixed Income Accrued Interest | N/A (New) | Displays total accrued income for Domestic Fixed Income assets, excluding Fixed Income Mutual Funds. |
| Total Portfolio Value | N/A (New) | Displays the value of Total Account Value PLUS Insurance & Annuities. NOTE: This is an entitled balance and may not display in your view. |
| Total Securities Market Value | N/A (New) | Displays the total market value of all account positions held in the cash account. This figure is reduced by any in-the-money amounts of covered call options. |
| Balance | Prior Label | Definition |
|---|---|---|
| Settled Cash | N/A (New) | Displays the amount of cash in the account, including any proceeds from activity settling today. This represents the amount of securities you can buy and sell in a cash account without creating a good faith violation. Calculated using the following
formula: Settled Cash = Core Sweep/Fund + Non-Core Money Market - Exercisable value of cash covered puts +/- Cash account settlement date balances (ex.: Journals, Checks, EFTs, Wires) - Unsettled cash debits - Settled cash credits from short sells (settled short equity and short options) + Cash credit (sells) settling intraday - Cash credit settling intraday from short sells + Cash credit settling intraday from short option sells - Uncollected checks/EFTs |
| Unsettled Cash Credit | Unsettled Cash | Displays the amount of unsettled cash (cash in an interim state) in the brokerage account that will be credited to the Core Account when the trades settle. A positive sign (+) and green text denote the credit. NOTE: The intraday settling amount is reflected in the Settled Cash field. |
| Unsettled Cash Debit | Unsettled Cash | Displays the amount of unsettled cash (cash in an interim state) in the brokerage account that will be debited from the Core Account when the trades settle. A negative sign (-) and red text denote the debit. NOTE: The intraday settling amount is reflected in the Settled Cash field. |
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Buying Power (BP)
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| Cash Only | Cash | Displays the dollar amount available to purchase securities in the cash account. This amount includes the core account, plus eligible non-core money markets, plus any cash credits in the account. It does not include balance includes margin cash available. NOTE: This balance includes Cash, Core Sweep/Fund, and Non-Core Money Market(s). All buy trades are debited and may be netted against proceeds from sell trades credited in the Cash account as soon as the trade executes intraday, not when the trade settles. All committed open Buy trades are reflected in this balance. |
| Cash & Margin (Fully Margin Eligible Securities) | Cash/Margin | Displays the maximum dollar amount available, including both cash and margin, to purchase marginable securities without adding money to the account. This balance includes intraday trade executions, and money movement into and out of the account. NOTE: The balance includes Cash, Core Sweep/Fund, and Non-Core Money Market. All committed open Buy trades are reflected in this balance. |
| Cash & Margin (Non-Margin Eligible Securities) | Non-Marginable Securities | Displays the total dollar amount of non-marginable securities that can be purchased using available cash or buying power. NOTE: The balance includes Cash, Core Sweep/Fund, and Non-Core Money Market. All committed open Buy trades are reflected in this balance . |
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Additional Buying Power
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| Corporates | Corporate Bond Buying Power | Displays the dollar amount available to purchase a typical marginable corporate bond security without adding money to the account. NOTE: All committed open Buy trades are reflected in this balance. |
| Day Trade/Minimum Equity Call | Day Trade /Minimum Equity Call | Displays the dollar amount available to purchase securities or the funds needed to satisfy the Minimum Equity Requirement in a Day Trade-eligible account. NOTE: Zero or positive values represent the Day Trade Buying Power; negative values represent the Minimum Equity Call. All committed open Buy trades are reflected in this balance. |
| Governments | Government Bond Buying Power | Displays the dollar amount available to purchase a typical marginable government bond security without adding money to the account. NOTE: All committed open Buy trades are reflected in this balance. |
| Municipals | Municipal Bond Buying Power | Displays the dollar amount available to purchase a typical marginable municipal bond security without adding money to the account. NOTE: All Committed Open Buy trades are reflected in this balance. |
| Balance | Prior Label | Definition |
|---|---|---|
| Cash Only | Cash | Displays the amount collected and available for immediate withdrawal. This balance includes both core money market and other eligible money market funds held in the account. Intraday non-trade debits to the cash (Type 1) account are subtracted from the cash available to withdraw. Debits or credits from intraday trading activity may be netted and further reduce the amount available for withdrawal. NOTE: Retirement transactions previously available to withdraw on the date of deposit are not included in Cash Available to Withdraw. |
| Cash & Margin | Running Collected Balance (Recent) | Displays the amount collected and available for immediate withdrawal. This balance includes core money market and other eligible money market funds held in the account, and the margin excess available in the margin account. This balance does not include deposits that have not cleared. Proceeds from Sell orders are reflected in this balance on Settlement Date. |
| Balance | Prior Label | Definition |
|---|---|---|
| Cash (1) | Cash Market Value | Displays the market value of all securities held in the cash account excluding the core investment vehicle and eligible non-core money markets (Type 1). |
| Cash (1) Options | N/A (New) | Displays the market value of all option securities held in cash across all currencies (Type 1). |
| Core Sweep/Fund | Core Money Market | Displays the cash credit balance held in the primary core account investment vehicle as of the close of the previous business day. This balance is held until the client either invests or withdraws it. As transactions settle, this account is debited or credited. |
| Dividend/Interest (9) | N/A (New) | Displays the amount of dividends, interest, or both to be paid out of the account (Type 9). |
| DVP/RVP (0) | N/A (New) | Displays the total market value of all account positions held in the DVP/RVP account (Type 0). |
| Financing/Fully Paid Lending (6) | N/A (New) | Displays the total market value of all loaned securities in the Fully Paid Lending Program account (Type 6). |
| Legal (4) | N/A (New) | Displays the value of assets in Legal Transfer (Type 4). |
| Margin (2) | Margin Market Value | Displays the market values of all securities in the long margin account (Type 2). |
| Margin (2) Options | N/A (New) | Displays the market value of all option securities held in margin across all currencies (Type 2). |
| Non-Core Money Market (1) | N/A (New) | Displays the total market value of eligible Money Market Funds held in an account as a non-core investment position. These balances may be systematically redeemed to cover cash and margin obligations. |
| Partially Called Bonds (7) | N/A (New) | Displays the market value of the partially called bonds account (Type 7). |
| Restricted Securities/Legal Transfer (5) | N/A (New) | Displays the dollar amount of restricted securities with market value in the restricted securities account (Type 5). |
| Short (3) | Short Market Value | Displays the market value of all securities in the short account (Type 3). |
| Total Securities Market Value (MV) | N/A (New) | Displays the total value of all security types including the Core Sweep/Fund. |
| When Issued (8) | N/A (New) | Displays the pending value that is conditional on the issuance of a stock that was authorized but not yet issued (Type 8). |
NOTE: Select the View Multiple Margin Summary link to display a separate screen with balance information for either aggregated or distributed multiple margin relationships. Please see the Multiple Margin Summary section for information on its contents.
| Balance | Prior Label | Definition |
|---|---|---|
| Day Trade Call | N/A (New) | Displays the call amount due from a customer exceeding their day trading buying power. |
| Exchange Surplus/Call | Exchange Call/Surplus | Exchange Surplus Displays the amount of margin equity in the account above the NYSE requirement, also known as NYSE surplus. Exchange Call Displays the amount that the account equity, as a percentage of market value, has fallen below the maintenance requirement set by the NYSE. The NYSE requirement is 25% for equities. |
| House Option Requirements | N/A (New) | Displays the total dollar amount that Fidelity requires be set aside to cover option contracts held on margin. |
| House Security Requirements | N/A (New) | Displays the total dollar amount that Fidelity requires be set aside to cover securities held on margin. These requirements are intended to protect firms and their customers from some of the risks associated with leveraging investments by requiring customers to either meet or maintain certain levels of equity in their accounts. This value can never be negative. |
| House Surplus/Call | House Call/Surplus | House Surplus Displays the account equity amount, as a percentage of market value, has fallen below the maintenance requirement as established by Fidelity. An account in a House Call has no House Surplus or buying power. House Call Displays the dollar amount by which margin equity exceeds the house security requirements. If there is no additional activity in the account, the House Surplus reflects how far the account is from a House Call situation. House Surplus is calculated as follows: Margin Equity - House Security Requirements. |
| Margin Equity | Margin Equity | Displays the value of all margin positions in the account less any margin debit balance plus any margin credit balance. |
| Margin Equity % | Margin Equity 0% | Displays the equity percentage of the margin market value of the account (Margin Equity DIVIDED BY Total Margin Market Value). |
| Margin Interest Rate | N/A (New) | Displays the margin rate used to calculate the margin interest accrued (Pending Margin Interest) (((Average Daily Balance MULTIPLED BY Rate) DIVIDED BY 36,000) MULTIPLED BY # Days). |
| Pending Margin Interest | N/A (New) | Displays the margin interest accrued for the current period, as of the close of the previous business day. Current period refers to the first day after the previous interest was posted. Margin interest is calculated daily but posted monthly. On the first day after interest is assessed, margin interest equals $0.00. |
| SMA/Fed Call | Fed Call/SMA | SMA Displays the amount of excess equity (Special Memorandum Account) available. Fed Call Displays the amount by which the account's equity does not cover 50% of the cost of an initial margin purchase. |
| Balance | Prior Label | Definition |
|---|---|---|
| Cash (1) Options | N/A (New) | Displays the market value of all option securities held in cash across all currencies (Type 1). |
| Cash Covered Put Reserve | N/A (New) | Displays the balance required to cover a short put option contracts held in a cash account. Cash Covered Put Reserve is equal to the options strike price multiplied by the number of contracts purchased, then multiplied by the number of options per contract (usually 100). Cash Available to Buy Securities, Cash Available to Withdraw, and Available to Withdraw values are reduced by this value. |
| Margin (2) Options | N/A (New) | Displays the market value of all option securities held in margin across all currencies (Type 2). |
| Options in the Money | Options in the Money | Displays the market value of options that are in-the-money, which refers to a gain on an options contract held by the account. |
| Total Options Securities Market Value | Options Securities Market Value | Displays the market value of all the option positions held in the account. |
NOTE: If you are entitled and the account is enrolled in the Trust Reporting Service program, the principal and income balances display for the account.
| Balance | Prior Label | Definition |
|---|---|---|
| Income | Income | Displays the amount of income received from positions held in trust account. |
| Principal | Principal | Displays value of Principal transactions in the trust account. |
| Total Principal & Income Balances | Total Principal & Income Balances | Displays the value of Income PLUS Principal. |
| Balance | Prior Label | Definition |
|---|---|---|
| Non-Usable Securities Market Value | N/A (New) | Displays the value of restricted securities in the restricted securities account that cannot be used for margin (non-usable). |
| Usable Securities Market Value | N/A (New) | Displays the value of restricted securities in the restricted securities account that can be used for margin (usable). |
NOTE:
The Multiple Margin Summary screen displays balance information for either aggregated or distributed multiple margin relationships. A list of associated single margin accounts displays at the bottom of this screen. Select the plus sign to display the margin balances for one of these accounts or select the View Balances Page link to display the entire set of balances for the account.
| Balance | Prior Label | Definition |
|---|---|---|
| Cash & Margin Avail to Withdraw | Running Collected Balance (Recent) | Displays the amount collected and available for immediate withdrawal. This balance includes core money market and other eligible money market funds held in the account, and the margin excess available in the margin account. This balance does not include deposits that have not cleared. Proceeds from Sell orders are reflected in this balance on Settlement Date. |
| Cash (1) Credit/Debit | N/A (New) | Displays the trade date credit or debit balance in the cash account. |
| Core Sweep/Fund (1) | Core Money Market | Displays the cash credit balance held in the core account investment vehicle as of the close of the previous business day. This balance is held until the client either invests or withdraws it. As transactions settle, this account is debited or credited. |
| Margin (2) Credit/Debit | Margin Balance | Displays the credit balance or balance borrowed for activity in the margin account. This balance reflects the margin market value minus any margin equity in the brokerage account. |
| Non-Core Money Market (1) | N/A (New) | Displays the total market value of eligible Money Market Funds held in an account as a non-core investment position. These balances may be systematically redeemed to cover cash and margin obligations. |
| Short (3) Credit/Debit | Short Balance | Displays the net balance in the short account. |
| Total Account Value | Acct Net Worth | Displays the total assets minus total liabilities of an account. This amount includes the net market value of all positions held long or short in the account minus any outstanding debit balance, any amount required to cover short option positions that are in-the-money, and the total amount of any securities you loaned (if entitled). |
| Balance | Prior Label | Definition |
|---|---|---|
| Cash (1) | Cash Market Value | Displays the market value of all securities held in the cash and money market accounts (Type 1). |
| Cash (1) Options | N/A (New) | Displays the market value of all option securities held in cash across all currencies (Type 1). |
| Margin (2) | Margin Market Value | Displays the market values of all securities in the long margin account (Type 2). |
| Margin (2) Options | N/A (New) | Displays the market value of all option securities held in margin across all currencies (Type 2). |
| Short (3) | Short Market Value | Displays the market value of all securities in the short account (Type 3). |
| Total Options Securities Market Value | Options Securities Market Value | Displays the market value of all the option positions held in the account. |
| Balance | Prior Label | Definition |
|---|---|---|
| Cash & Margin (Fully Margin Eligible Securities) | Cash/Margin | Displays the maximum dollar amount available, including both cash and margin, to purchase marginable securities without adding money to the account. This balance includes intraday trade executions, and money movement into and out of the account. NOTE: The balance includes Cash, Core Sweep/Fund, and Non-Core Money Market. All committed open Buy trades are reflected in this balance. |
| Cash & Margin (Non-Margin Eligible Securities) | Non-Marginable Securities | Displays the total dollar amount of non-marginable securities that can be purchased using available cash or buying power. NOTE: The balance includes Cash, Core Sweep/Fund, and Non-Core Money Market. All committed open Buy trades are reflected in this balance. |
| Corporates | Corporate Bond Buying Power | Displays the dollar amount available to purchase a typical marginable corporate bond security without adding money to the account. NOTE: All committed open Buy trades are reflected in this balance. |
| Day Trade/Minimum Equity Call | Day Trade /Minimum Equity Call | Displays the dollar amount available to purchase securities or the funds needed to satisfy the Minimum Equity Requirement in a Day Trade-eligible account. NOTE: Zero or positive values represent the Day Trade Buying Power; negative values represent the Minimum Equity Call. All committed open Buy trades are reflected in this balance. |
| Governments | Government Bond Buying Power | Displays the dollar amount available to purchase a typical marginable government bond security without adding money to the account. NOTE: All committed open Buy trades are reflected in this balance. |
| Municipals | Municipal Bond Buying Power | Displays the dollar amount available to purchase a typical marginable municipal bond security without adding money to the account. NOTE: All Committed Open Buy trades are reflected in this balance. |
NOTE: Recent values are based on closing price. Underlying security quantities may be updated intraday.
| Balance | Prior Label | Definition |
|---|---|---|
| Exchange Surplus | Exchange Call/Surplus | Exchange Surplus Displays the amount of margin equity in the account above the NYSE requirement, also known as NYSE surplus. Exchange Call Displays the amount that the account equity, as a percentage of market value, has fallen below the maintenance requirement set by the NYSE. The NYSE requirement is 25% for equities. |
| House Surplus | House Call/Surplus | House Surplus Displays the account equity amount, as a percentage of market value, has fallen below the maintenance requirement as established by Fidelity. An account in a House Call has no House Surplus or buying power. House Call Displays the dollar amount by which margin equity exceeds the house security requirements. If there is no additional activity in the account, the House Surplus reflects how far the account is from a House Call situation. House Surplus is calculated as follows: Margin Equity - House Security Requirements. |
| Option Requirements | N/A (New) | Displays the total dollar amount that Fidelity requires be set aside to cover option contracts held on margin. |
| Options in the Money | Options in the Money | Displays the market value of options that are in-the-money, which refers to a gain on an options contract held by the account. |
| Margin Equity | Margin Equity | Displays the value of all margin positions in the account less any margin debit balance plus any margin credit balance. |
| Margin Equity % | Margin Equity 0% | Displays the equity percentage of the margin market value of the account (Margin Equity DIVIDED BY Total Margin Market Value). |
| Security Requirements | N/A (New) | Displays the total dollar amount that Fidelity requires be set aside to cover securities held on margin. These requirements are intended to protect firms and their customers from some of the risks associated with leveraging investments by requiring customers to either meet or maintain certain levels of equity in their accounts. This value can never be negative. |
| SMA | SMA | Displays the amount of excess equity (Special Memorandum Account) available. |
| SMA Increase/Decrease | SMA Increase/Decrease | Displays the amount of increase or decrease in the amount of excess equity (Special Memorandum Account) available. |
| Field | Definition |
|---|---|
| Net Worth | Displays the total dollar value of the annuity contract. |
| Field | Definition |
|---|---|
| Annuity Income Value | Displays the current value of the next income payment. |
| Benchmark % | Displays the rate of return that was chosen by the contract owner to be used for calculating the initial annuity payment and future income payments. This represents the earned annual total returns needed (less expenses) to keep income payments level. |
| Insurance Company Assets | Displays the assets which the insurance company has set aside to provide income for the annuitant's lifetime or the guaranteed period, whichever is longer. The Insurance Company Assets are not available for withdrawal from the contract. The only assets available for withdrawal from the contract, if any, would be displayed in the Liquidity Value field. |
| Liquidity Value | Displays the withdrawal value, if any, which is the total amount that can be taken out of the income annuity during the withdrawal period. |
| Field | Definition |
|---|---|
| Cash Surrender Value | Displays the total value of the current balances in the investment options, the fixed account, and the loan collateral account less any loan balance and charges due. |
| Death Benefit Amount | Displays the current dollar amount that would be paid to the beneficiary on the death of the insured. |
| Face Amount | Displays the current dollar amount of insurance on the policy. |
| Loan Balance | Displays the principal amount plus accrued interest due under all loans currently outstanding against this policy. |
| Policy Account Value | Displays the total value of all the investment options (sub-accounts) plus the fixed account. |
| Total Account Balance | Displays the total of all source balances in the life insurance account. |
| Field | Definition |
|---|---|
| Giving Account | Displays the name of the account designated on the account application. |
| Matching Account | Displays the name of the matching account (if applicable). |
| Total Account Balance | Displays the total dollar value of the donor advised fund. |
| YTD Contributions | Displays the total amount of irrevocable contributions of cash, mutual fund shares, stocks, bond or other securities that were added to the account during the calendar year. |
| YTD Grants | Displays the total amount of grants to IRS-qualified public charities that were reviewed and approved by the Trustees of the Fidelity Charitable Gift Fund and distributed from the account during the calendar year. |
| YTD Miscellaneous | Displays the total charges or credits made to an account due to activity or policy during the calendar year. |
| Field | Definition |
|---|---|
| Amount |
Displays the total of all the participant's source balances in the retirement plan. |
| Plan ID |
Displays the numerical identifier for the retirement plan. |
| Plan Name |
Displays the name of the retirement plan. |
| Source Name |
Displays the source of funds (e.g., Employee Deferral, Employer Match) for the retirement plan. |
| Source Number
|
Displays the numerical identifier for the source of funds (e.g., Employee Deferral, Employer Match) for the retirement plan. |
621122.6.0
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