A PIP instruction failed a system edit performed before execution, or an EFT request. Detail includes rep code, customer name, account number, PIP Plan ID, next PIP date, symbol, and PIP amount allocated to the specified fund.

Note
Generally, if the next PIP date is 12/31/9999, the PIP is disabled, expired, converted, or has a stop request.

A change occurred in a remote check deposit's status.

• Open Balanced
  Notification that the check is pending local/firm review.

  Note
  This status only applies if your firm implements the Advisor Reviewer role.

• Received
  Notification sent to the Reviewer ID in the deposit transaction audit trail to indicate that the check was transmitted to the bank. No further action is required.

A change occurred in a remote check deposit's status.

• Open Approved
  Notification sent to the Scanner ID in the deposit transaction audit trail to indicate that the check is pending Fidelity's review and approval.
• Received
  Notification sent to the Scanner ID in the deposit transaction audit trail to indicate that the check was transmitted to the bank. No further action is required.

A check was deposited through the Fidelity Mobile App.

• Received
  Notification that a check was received.
• Rejected
  Notification that a check deposit was rejected.

The Systematic Withdrawal Plan (SWP) has insufficient funds on the 5th day prior to the run date. The alert is a notification that action may be required in preparation for the upcoming distribution and takes into consideration, running collected balance, contingent instructions on file, and funds held in plan.

• The SWP system always looks at the plan's running collected balance (RCB) on TD-5. If there is insufficient cash in the RCB and the plan has no contingent instructions on file, the alert is sent.
• For new plans set up with the effective date, 1st run date, no alert is sent for that period.
• For proportionally funded plans, the plan begins to raise cash to cover the distribution on the 4th day prior to the pull date. If this plan has insufficient cash on the 5th day prior to the pull date, the alert is sent even though the next day the plan will begin the process to raise cash.
• The list of assets held in the proportionally funded plan will not be updated until the day prior to reallocation. Therefore, the alert may be generated listing assets no longer held in the plan account.
• Plans that are captured in the pull-forward process at year end may not receive alerts.
• Accounts with multiple SWPs may not generate an alert as the plans are monitored individually with respect to the RCB, not in the aggregate.

A list of processed deliveries for full and partial transfer in-kind transactions to ACAT and Non-ACAT participating firms. Liquidation requests are not included.

Note
Fees are charged based on the time assets are held by Fidelity. Therefore, your firm should address this alert in a timely manner since there is an impact on these fees.

A broker made a change to a prime brokerage trade.

Note
If you receive this alert, contact the associated broker. If you can do so before the nightly batch runs, the trade can be corrected without the need to complete extra paperwork.