Overview
Orders Dashboard
Errors and Warnings
Status Descriptions
Field Definitions
- Search for Sent Orders
- View Order Details
- View Block Details
- Cancel Orders
- Cancel / Replace Orders
- Create Allocations
- Process Block Trades Away
- Process DVP/RVP Trades Away
View the current status of all orders submitted by your firm to Fidelity via Wealthscape, as well as orders received by Fidelity through other means such as phone, fax, other electronic trading applications, and FIX trades. Orders from the past 180 days remain listed here until they either expire or are fully executed.
Shortcut Menu
A shortcut menu enables you to right-click one or more rows on the Orders Sent window to quickly access some features. In most instances, the shortcuts replicate choices available from the buttons below the table of orders.
A dashboard at the top of the Orders Sent window provides a visual breakdown of its content by order characteristics such as Filled, Canceled, or Blocks. Buttons indicate the number of orders by characteristic. For example, Filled (5) indicates there are a total of five filled sent orders that display. An Unsent button indicates the number of orders on the Orders Unsent window – use this button to toggle to Orders Unsent. (Search for Unsent Orders)
Select a button to list the orders represented by the button:
All
View all orders sent by your firm.
Open
View orders sent successfully which includes Open and Partially Filled.
Filled
View sent orders that were filled.
Canceled
View sent orders that were canceled.
Blocks
View sent block orders.
Trade Away
View sent trade away orders (Prime Brokerage, Step-In, and DVP/RVP Trade Away). Additional links now display above the list:
- Blocks
Prime Brokerage and Step-In orders.
- Individual
DVP/RVP trade away orders.
Allocations
View sent allocations. Additional links now display above the list:
- Domestic
Allocations associated with domestic orders.
- Global
Allocations associated with global and currency block orders.
Use basic and/or advanced criteria to filter the list of sent orders. By default, just basic filter options display. When searching for sent orders, up to 250 results can display per page before pagination occurs.
After choosing which criteria to filter the list, you can designate the criteria as the default criteria to filter orders upon first opening Orders Sent. This improves performance and eliminates having to re-enter criteria for most searches that you conduct.
To search for sent orders
Select Trade > Order Management > Orders Sent.
Enter basic filter criteria. (Filter Descriptions)
- To enter advanced filter criteria, select Show Additional Search Criteria.
Note
For Block, Trade Away, and Allocation orders, you can select only one filter criterion from either the basic or advanced options.
Select Search.
To designate the current filter criteria as the default criteria to prefill when you open Orders Sent, select the Set as Default link.
- The link displays only after you choose filter criteria.
- You can change this choice at any time.
To remove filtering and redisplay all results, select Show Additional Search Criteria (if not already opened) and choose Clear Search.
- This link displays to indicate that the list is filtered.
Order details are grouped by tabs. The availability of a tab is based on the order status:
Order Details
View order status, action, order quantity, symbol, order conditions, order type, and account type. Detail is based on the security type and order action. This tab contains different sections that display when applicable:
Additional Information
The commissions, fees, charges, net amount, and account and transaction disposal methods.
Administration
The ID of the user who created the order, account registration, order entry date/time, and order number.
Associated Orders
The international equity order tied to the currency exchange order, or vice-versa.
Block Account
The block account number.
Estimated Order Value
The pricing information.
Mutual Fund Information
The transaction fee associated with the fund.
Specific Shares
The tax lots selected with the order.
Trade Away Information
The executing and clearing brokers associated with the trade away. Also view the agent ID, DTC confirm number, institutional ID, and interested parties. Select the link associated with the DTC Confirm # field to view the confirm details. (Field Definitions)
Activity Details
For National Financial Services LLC (NFS) orders only
A summary of each event associated with the order including date/time stamp, description, execution quantity and price, and status.
Execution Details
Average executed price, commission, fees, and execution and settlement dates.
Upon selecting or highlighting a listed order, its details automatically display. You can disable this behavior and instead double-click the order or choose View Order Details from the shortcut menu. (Choose Display Options)
To view order details
Select a row.
If Order Details does not automatically display based on your preferences, double-click a row or right-click a row and choose View Order Details.
Select other tabs, where applicable, to view further details.
For block orders, trades away, and allocations, in addition to Order Details, access Block Details to manage those orders and allocations.
Select a row.
Choose Block Details.
- Alternatively, right-click a row and select Block Details.
Go to: Block Details
You can attempt to cancel one or more orders that remain unfilled including fractional share orders. Eligible order statuses include:
- Open
- Partially Filled
To cancel orders
Choose Cancel.
- The Cancel button only displays if order is eligible.
Choose Cancel Orders to continue.
You can attempt to cancel and immediately replace a non-mutual fund brokerage order with a status of one of the following:
- Open
- Partially Filled
- Untriggered
Fidelity cannot attempt to cancel/replace an order until the order has been sent and reached the market. A replacement order attempts to replace all or part of the original order depending on the extent to which fills have already occurred. If you want to replace your order immediately, cancel the existing order instead, wait for a Verified Canceled status, and then enter your new order. (Cancel Orders)
Ineligible Orders
- Equity fractional orders in either shares or dollars
- Trades away
- Allocations
To cancel/replace an order
Choose Cancel & Replace.
- The Cancel & Replace button only displays if the order is eligible.
- The order ticket redisplays the original order.
Select Cancel and Replace.
To send the allocations of a Pending block trade away, you must first execute the trade away. This changes the status from Pending to Unallocated so you can then send the allocations.
To process a block trade away
On the Dashboard, select Trade Away.
Select the row of an order with a status of Pending or Pending Broker Confirmation. (Status Descriptions)
Select Execute.
- A confirmation prompts you to verify your execution request.
Select Yes.
- The status changes to Unallocated.
Go to: Send Allocations
When a DVP/RVP trade away is in Requires Verification status, to process the trade, you must either verify the filled trade, cancel the trade, or match the trade. The steps below explain how to verify the trade. Otherwise:
To cancel a DVP/RVP trade away in Requires Verification status, cancel the order. (Cancel Orders)
To match a broker's DVP/RVP trade away order, you must create your own order. (Create DVP/RVP Trade Away Orders)
To process a DVP/RVP trade away
On the Dashboard, select Trade Away.
Above the list or orders, select the Individual link.
Select the row of an order with a status of Requires Verification. (Status Descriptions)
Select Verify.
- A confirmation prompts you to verify the trade away.
Customize how data displays by adding, removing, and arranging columns. Your column customizations remain persistent from session to session. Note that although you have the ability to drag and drop columns, those changes are not persistent, meaning they are not saved when your session ends.
You may also choose other preferences for the Orders Sent window such as whether to display additional sections or open Orders Sent in a separate window.
- Add/Remove Columns
- Choose Display Options
Note that column choices generally differ depending on the selected Orders Dashboard button – meaning that you can choose different columns for Orders (All, Open, Filled, Canceled) and Trade Away than for Blocks and Allocations. (Orders Dashboard)
- Columns designated as "required" cannot be removed.
- Columns designated as "fixed" cannot be reordered.
To add/remove columns
On the Add/Remove Columns tab:
To add a column, from the Available Columns list:
- Select the column name.
- Select Add.
To remove a column, from the Selected Columns list:
- Select the column name.
- Select Remove.
To change the order of a column, from the Selected Columns list:
- Select a column name.
- Select Move Up or Move Down.
Select the Customize Orders (gear) icon.
On the Display Options tab, choose from the following:
Show button bar on Orders
Display buttons of allowable actions below the table of sent and unsent orders. If buttons are hidden, you must right-click a row to access a shortcut menu to perform the equivalent actions.
Disable automatic display of order details on Orders
When you select a listed order, Order Details automatically displays below the table of sent and unsent orders. If you disable this feature, you must right-click a row and select View Order Details. This election is effective after you leave the window and then return. (View Order Details)
Launch Orders in a window (effective after next
login)
Open Orders Sent and Orders Unsent in a separate window. This feature allows you to view orders on the separate window while working with other platform functions on the main application window. This setting is effective the next time your sign in.
Show Execution Totals
Choose to display execution totals of Filled and Partially Filled trades below the table of sent orders. You can expand and collapse the Execution Totals section. (Execution Totals)
- Basic Filters
- Advanced Filters
| Field | Action |
|---|---|
| Account #,
Group, Client, or Branch |
Enter the full account number, group name, client name, or branch. Partial entries are not allowed. To search for an account, group, or client, select the magnifying glass. Account #
Note
|
| Created By | Enter the ID associated with the user who created the orders. Note
|
| Action | Select the order action, which can differ based on the Security Type choice. Note
|
| Symbol/Security ID | Enter a security symbol or other security identifier such as a CUSIP. (Symbol Lookup) |
| Block Account # | Choose a block account number or select All to search all your firm's block accounts. Note
|
| Accepting Rep, Pay to Rep, RR, RR2 | Enter the code for the representative, if entitled. Note
|
| Field | Action |
|---|---|
| Account Type | Select the account type: All
Note
|
| Country | If enabled for international trading, indicate the country where the security in an international equity or currency exchange order was traded. Note
|
| DTC Confirm # | Enter the DTC ID confirm number assigned to the trade and shared with the broker-dealer, the institution, and other interested parties. Note
|
| Inst ID | Enter the four-digit DTC ID of the institution or party that placed the trade with the broker-dealer. Note
|
| Interested Party ID | Enter the four-digit DTC ID of the interested party that requires notification of the trade. Parties related to the trade could include a customer, interested party, or sub-custodian. Note
|
| Interested Party Acct | Enter the account number of the interested party that requires notification of the trade. Note
|
| Order Indicator | Indicate whether to only view orders with warnings: All
|
| Order # | The number assigned to the order at the time of submission. Note
|
| Price Type | Select the price type specified at the time of order entry: All
Note
|
| Security Type | Select the security type, which differs based on your Action choice: All
Note
|
| Sort Data By | Where available, select the column by which to sort results. Then indicate Ascending or Descending order. Note that not every column is available as a sort option. |
| Status | Select the order status, which differs based on your Dashboard selection: ALL All
OPEN All
FILLED All
CANCELED All
TRADE AWAY (Blocks & Individual) All
Note
|
| Time in Force | Select the time requirement specified at order entry: All For domestic orders: Day
For international equity or currency exchange orders: Day Note
|
- Orders Sent
- Trade Away Confirm Details
- The left-most column on Orders Sent is the Order Indicator column.
- These definitions include the fields shown on the Order Details tab.
| Field | Definition | |
|---|---|---|
| Accepting Rep | The three-character code of the rep who accepted the order, if entitled. | |
| Account # | The account for which the order or allocation was created. | |
| Account Source | The custodian of the account, if entitled: Fidelity Brokerage
|
|
| Account Type | The account type involved in the order or allocation: DVP/RVP
|
|
| Action | The order action. | |
| Agent ID | The DTC ID number of the agent, generally a custodian bank, responsible for receiving or delivering the securities on behalf of the institution or its end-customer. | |
| Allocation Status | The status of the allocations associated with the block order. (Status Descriptions) | |
| Allocation Type | The type of allocation: Block
|
|
| Avg Executed Price | The average execution price of the security involved in the order, which may have been purchased at different prices. | |
| Average Price | The average price of the security involved in the order or allocation, which may have been purchased at different prices. | |
| Based On | If Price Type is Trailing Stop Loss or Trailing Stop Limit, this is the price used as the trigger value for a Trailing Stop order. | |
| Block Account | Your firm's block account number used for the order or allocation. | |
| Clearing Broker # | The broker who settles the trade. For Prime Brokerage (orders and allocations), Step-In (orders and allocations), DVP/RVP (orders), and Step-Out (allocations) only. | |
| Conditional Type | The type of conditional order, if entitled: Contingent
|
|
| Country | For accounts enabled for International
The country where the security is traded. |
|
| Created By | The ID of the user who created the order or allocation. | |
| Created Date | The date and time the trade away order was created. | |
| CUSIP | CUSIP | |
| Custom Short Name | The user-defined short name used as an abbreviation for the full registration name. | |
| DTC Confirm # | The DTC ID confirm number assigned to the trade and shared with the broker-dealer, the institution, and other interested parties. | |
| Exchange Rate | For accounts enabled for International
The exchange rate (price at which one country's currency can be converted into another country's currency) at the time of the trade. |
|
| Exchange to Fund | For Exchange Fund or Cross Fund Family orders
The fund ID of the second security in an exchange order. |
|
| Executing Broker # | The four-digit DTC ID of the broker-dealer who executes the order on behalf of the client. For Prime Brokerage (orders and allocations), Step-In (orders and allocations), DVP/RVP (orders), and Step-Out (allocations) only. | |
| Execution Quantity | The amount of the order that was executed. | |
| FBSI Short Name | The Fidelity-defined short name of the primary brokerage account holder. | |
| From Currency | For accounts enabled for International
The ISO currency code of the sell order or allocation. |
|
| From Quantity | For accounts enabled for International
The number of shares sold. |
|
| Inst. ID | The four-digit DTC ID of the institution or the party that placed the order with the broker-dealer. | |
| Interested Party Acct 1 | The account number of the first interested party that requires notification of the trade. Parties related to the trade could include an end-customer, interested party, or sub-custodian. | |
| Interested Party Acct 2 | The account number of the second interested party that requires notification of the trade. | |
| Interested Party ID 1 | The four-digit DTC ID of the first interested party that requires notification of the trade. | |
| Interested Party ID 2 | The four-digit DTC ID of the second interested party that requires notification of the trade. | |
| Interested Party Name 1 | The name of the first interested party that requires notification of the trade. | |
| Interested Party Name 2 | The name of the second interested party that requires notification of the trade. | |
| Last Execution Date/Time | The date and time of the last execution on the order; in DD-Mmm-/YYYY HH:MM:SS AM/PM ET format. | |
| Leaves | The amount of the order that remains to be executed after the last execution: Quantity - Execution Quantity |
|
| Local Currency | For accounts enabled for International
The ISO currency code of the currency in which the security was traded. |
|
| MLO Strategy | The type of multi-leg option order, if entitled: Butterfly
|
|
| Net Amount | The cash settlement amount, which is the sum of the principal amount and interest, plus or minus the following expenses: Registration/Shipping/Fees
|
|
| Order Entry Date/Time | The date and time the order was created; in DD-Mmm-YYYY HH:MM:SS AM/PM ET format. | |
| Order Indicator | If the order encountered a warning (such as a possible duplicate order) or a trade restriction during order validation, an icon displays in the far-left column. Hover over the icon to view a description of the error or view the description in Order Details. To view all orders with conditions, sort this column to bring orders with icons to the top of the list. Warning
|
|
| Order Receipt Date/Time | The date and time the order was received from the end-customer, if entitled. In DD-Mmm-YYYY HH:MM:SS AM/PM ET format. | |
| Order Type | The order type, where entitled. Orders: Currency Exchange
Blocks and Trade Away: Block
|
|
| Payment Currency | For accounts enabled for International
The ISO currency code of the currency used to pay for the trade. The chosen payment currency will be exchanged (as applicable) and used towards settlement of the trade in the local market. |
|
| Price | The limit price for Limit and Stop Limit orders, or the price quote at the time the order was sent to Fidelity for Market orders. | |
| Price Type | The price type for an equity or option order. Equities: Market
Options: Market
|
|
| Quantity | The dollar amount or share quantity of the order or allocation: Equities
Options
Mutual Funds
|
|
| Quantity Type | The quantity type: Dollars
|
|
| Security Description | The description of the security associated with the order or allocation. | |
| SEDOL | For accounts enabled for International
The seven-digit SEDOL (Stock Exchange Daily Official List) code for the security in the order. |
|
| Stop Price | The stop price for Stop Loss and Stop Limit orders. | |
| Strategy Type | For Equity orders
VWAP - Volume Weighted Average Price
Note
|
|
| Status | The status of the order or allocation. (Status Descriptions) | |
| Symbol | The symbol of the security associated with the order or allocation. | |
| Time In Force | How long the order should remain in the marketplace seeking the specified price type: Day
Note
|
|
| To Currency | For accounts enabled for International
The ISO currency code of the buy order or allocation. |
|
| To Quantity | For accounts enabled for International
The number of shares bought. |
|
| TPA Order ID | The order ID number of the third-party administrator, if applicable. | |
| Trade Date | The date the transaction executed as reported by the broker-dealer. | |
| Trail Amount | The trail amount (as a percentage or a dollar amount). Used when Price Type is Trailing Stop Loss or Trailing Stop Limit. | |
| Trail Indicator | Whether the Trail Amount is a Percentage or Dollar amount. |
A Special Instructions section includes additional information that the broker-dealer wanted to add to the confirm that is not available in the fields provided.
| Field | Definition |
|---|---|
| 3rd Party Renumeration | Indicates if the broker-dealer received any third-party remuneration in the transaction: Y Yes
|
| Account Type | The type of account involved in the trade, which is CASH. |
| Action | The type of trade: BUY
|
| Affirmation | The confirm date. |
| Agent Account # | The clearing agent account number. |
| Agent ID/Name | The DTC ID number of the agent, generally a custodian bank, responsible for receiving or delivering the securities on behalf of the institution or its customer. |
| Allocation Source | The source or system the investment manager used to send the allocation to the broker-dealer to process the trade confirm (if supplied). 1 OASYS
|
| Clearing Agent ID | The identifier of the agent's clearer. If the settlement location is DTC, this field contains the DTC participant number; otherwise, it contains the broker-dealer ID number. |
| Clearing Agent Name | The name of the agent at the receiving firm or contra party. |
| Clearing Broker ID | The identifier of the broker-dealer's clearer. If the settlement location is DTC, this field contains the DTC participant number; otherwise, it contains the broker-dealer ID number. |
| Clearing Broker Name | The receiving firm or contra party name; the broker-dealer who cleared the trade. For trade aways, this is always Fidelity. |
| Commission | The dollar amount of commissions either directly charged or allocated to the trade. |
| Commission Status | This field is not used. |
| Confirmation Date | The date when this trade was initially processed or affirmed or when change of eligibility occurred. |
| Country Tax | The country and federal taxes that apply to this trade. |
| Current Yield | The information disclosed by the broker-dealer regarding the current yield of the fixed income security involved in the trade. Expected characters include numbers (0 through 9), one decimal point, and either one plus (+) or minus (-) indicator in the rightmost position. Can contain a floating decimal in any position; all other positions are numeric. Whole numbers do not require a decimal point (10b-10 field). If there is no embedded decimal, DTC ID assumes a whole number. If not supplied, this field allows spaces. |
| CUSIP | The nine-character CUSIP of the security involved in the trade. |
| Dated Date | The information for the broker-dealer to identify the dated date of the fixed income security involved in the trade. |
| Disclosure Bypass Ind | The instruction to DTCC to either bypass or override the Disclosure Indicator of the confirm. B Bypass confirm disclosure enrichment
|
| Disclosure Ind | Indicates if a confirm disclosure URL and reference number was enriched or found on the trade confirm output. Y
|
| Disclosure Reference # | The disclosure reference number assigned by backer/disclosure repository to identify the specific backer/disclosure associated with the trade confirm. This information is required to view the backer/disclosure document on the repository along with the corresponding URL disclosure links: http://insite.omgeo.net For production environment
|
| Disclosure Status | This field is not used. |
| Disclosure URL | The URL link for the broker-dealer confirm backer/disclosure information from the inSITE disclosure repository. This information is used to access the repository to view the confirm backer/disclosure information associated or specific to the trade confirm. |
| DTC Control # | The unique number DTC ID assigned to the trade of a broker-dealer and used to associate this record with its other records. |
| DTC Errors | The DTCC error code. |
| Eligibility | Indicates if the trade was eligible for DTCC/CNS automated settlement: Ineligible
|
| Exe Broker Account # | The internal account number of the executing broker-dealer. |
| Exe Broker Confirmation # | The unique internal number assigned to the trade by the executing broker-dealer, which differs from the control number assigned by DTCC. |
| Exe Broker ID | The DTC ID number of the broker-dealer who executed the trade. |
| Exe Broker Name | The name of the broker-dealer who executed the trade. |
| Exe Broker Phone # | The phone number of the broker-dealer who executed the trade. |
| FINRA | Indicates if the broker-dealer is a member of FINRA: Y
|
| Institution ID | The DTC ID number of the institution or the party that placed the order with the broker-dealer. |
| Institution Name | The name of the institution or the party that placed the order with the broker-dealer. |
| Interest | The interest accrued on a bond and accounted for in its sale. |
| Interested Party 1 ID | The DTCC ID of the first interested party that requires notification of the trade. |
| Interested Party 1 Name | The name of the first interested party that requires notification of the trade. Parties related to the trade could include a customer, interested party, or sub-custodian. |
| Interested Party 2 ID | The DTCC ID of the second interested party that requires notification of the trade. |
| Interested Party 2 Name | The name of the second interested party that requires notification of the trade. Parties related to the trade could include a customer, interested party, or sub-custodian. |
| Market | The abbreviation of the market in which the trade was executed such as PRN (Principal), XBOS (NASDAQ OMX BX). |
| Market Maker | Indicates if the broker-dealer is a market maker in the security: Y
|
| Mark Up/Down | Information for the broker-dealer to disclose any mark-up, mark-down, or difference between the reported price and the price to the customer involved in the trade. |
| Miscellaneous Fees | The amount of any miscellaneous fees, if applicable. |
| Net Amount | The cash settlement amount, which is the sum of the principal amount and interest, plus or minus the following: Registration/Shipping/Fees
|
| Net Price | The difference between the quoted price and the mark-up or mark-down. |
| NYSE | Indicates if the broker-dealer is an NYSE member: Y
|
| Price | The price per share at which this security traded, exclusive of commission and other charges. |
| Principal Amount | The amount equal to:
(Shares ÷ Face Value) x Price |
| Quantity | The number of shares/dollars in the trade to two decimal places. |
| Registration/Shipping Fee | The registration/shipping for trades not settling in the United States or fees for trades settling in the United States. |
| Role | The role of the broker-dealer: AGNT
|
| Security Group | The classification of the traded security. |
| Settlement Country | The country code of the country were the trade is settling, which is usually US for United States, unless the trade is an international trade that is settling in a foreign location. |
| Settlement Date | The date when the trade is due to settle. |
| Settlement Location | The country or depository where the security settled. The settlement locations abroad are by country, except for Euroclear and CEDEL (Clearstream). BRC Broker custody (DTC trades where broker-dealer is also custodian/agent)
|
| Settlement Type | Indicates how the trade should settle. 1 Regular Way (According to local market conventions)
|
| SIPC | Indicates if the broker-dealer is a SIPC Member. Y
|
| State Local Tax | The amount of any state tax, if applicable. |
| Trade Date | The date on which the trade executed as reported by the broker-dealer. |
| Yield to Cal | Information disclosed by the broker-dealer regarding the yield to call/redemption of the fixed income security involved in the trade. Expected characters include numbers (0 through 9), one decimal point, and either one plus (+) or minus (-) indicator in the rightmost position. This field can contain a floating decimal in any position; all other positions are numeric. Whole numbers do not require a decimal point (10b-10 field). If there is no embedded decimal, DTC ID assumes a whole number. If not supplied, this field can contain spaces. |
| Yield to Maturity | Information disclosed by the broker-dealer regarding the yield to maturity of the fixed income security involved in the trade. Expected characters include numbers (0 through 9), one decimal point, and either one plus (+) or minus (-) indicator in the rightmost position. This field can contain a floating decimal in any position; all other positions are numeric. Whole numbers do not require a decimal point (10b-10 field). If not supplied, this field can contain spaces. |
Orders & Blocks
Trade Away
Allocations
| Status | Description |
|---|---|
| Filled | Fidelity completely executed the order. |
| Open | Order sent to Fidelity, but it has not been executed. |
| Overnight | Order received after the market closed. |
| Partially Filled | Part of the order was filled, but a remainder is still open. |
| Pending Canceled | Fidelity will attempt to cancel your order on a best efforts basis. |
| Submitted | Order sent to Fidelity, but it is not yet processed completely. |
| Untriggered | Untriggered trailing stop or conditional order. |
| Verified Canceled | Order has been canceled. |
| Verified Canceled with Fills | Order has been canceled, but part of the order was filled. |
DK (Don't Know) refers to a notice sent by Fidelity to the executing broker stating that Fidelity does not recognize the trade and requests that it be canceled. Items with a Cancel Requested status are automatically DK'd if not processed by cutoff time. View these on the Orders Sent window for up to two business days following the settlement date unless verified, matched, or canceled by the broker prior to this time. Trades received post settlement date display for up to two business days.
- Cutoff time is 9:30 PM ET on settlement date - 1.
- Trades must be posted to accounts by 2:30 PM ET on settlement date.
- After this time, trades will be processed on the following day.
| Status | Description |
|---|---|
| Booking Error | The result of a failed attempt to book the trade, following a verification or match. Items unprocessed by the cutoff time are automatically DK'd and placed in a Booking Error-Cancel Requested status. |
| Booking Error-Cancel Requested | Fidelity automatically sent a DK notice to the executing broker because the trade had a Booking Error status after the cutoff time. |
| Canceled | Receipt of a Cancel or Cancel/Correct was received from the broker. Canceled trades display through settlement date. |
| Cancel Requested | Your request to cancel the trade was received from the executing broker. |
| Filled | Trade was processed and booked. Filled trades are removed from Orders Sent on the settlement date. |
| Mismatch | The trade details are a near match but not an exact match to the broker's details. Trades within a $2.00 net money difference and all other trade details the same are considered matched and are processed. Items unprocessed by the cutoff time are automatically DK'd and placed in a Mismatch-Cancel Requested status. |
| Mismatch-Cancel Requested | Fidelity automatically sent a DK notice to the executing broker due to a Mismatch Status after the cutoff time. |
| Pending Broker Confirmation | The trade details are not a match or a near match to the broker's details; awaiting details to match. Trades unprocessed for two business days following settlement date are purged by the system. If the trade details arrive post settlement date, the trade is active for two business days following the submittal date and purged thereafter. |
| Processing | System is processing an action by you or your broker; result is an updated status. |
| Requires Verification | The trade details received from the broker require you to Verify or Cancel with Fidelity. These trades are automatically DK'd if not processed by the cutoff time. |
| Requires Verification - Cancel Requested | Fidelity automatically sent a DK notice to the executing broker for a trade in Requires Verification status after the cutoff time. |
| Unallocated | Order is currently unallocated. |
| Status | Description |
|---|---|
| Committed | Allocations have been executed and applied to accounts. |
| Error | Allocations have an error. |
| Pending | Allocations sent to Fidelity, but not yet executed. |
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