The table below describes the one-character Reason Codes that display on various Positions windows and reports.
| Reason Code | Indication |
|---|---|
|
1
|
Transfer statement specifies pending (03). |
|
A
|
Non-covered account. |
|
B
|
Non-covered CUSIP (pre-effective date). |
|
C
|
TPB (Third-Party Basis) received specifying original acquisition date before CUSIP effective date. |
|
D
|
Covered CUSIP, but date of lot is pre-effective date. Not customer provided. |
|
E
|
OSG (Operations and Service Group) override to not covered. |
|
F
|
Customer provided. |
|
G
|
TPB (Third-Party Basis) eligible, but no transfer statement provided. |
|
H
|
Transfer statement specifies account not covered (02). |
|
I
|
Transfer statement specifies lot not covered (01). |
|
J
|
Not stepped up, acquisition date > DOD (Date of Death) . |
|
K
|
Not stepped up, FMV (Fair Market Value) unavailable. |
|
L
|
Not stepped up, non-gift. |
|
O
|
TPB (Third-Party Basis) eligible, no transfer statement provided but within 15 pending period. |
|
R
|
OSG (Operations and Service Group) override to covered. |
|
S
|
Transfer statement specifies covered (00). |
|
T
|
Covered CUSIP, post effective date. Not customer or third party provided. |
|
U
|
Post DOD (Date of Death) step-up, with covered CUSIP, post effective date. |
882104.1.0