NOTE:

• The As of information displays the date and time of the information in the pop-up screen, represented as DD-Mmm-YYYY  HH:MM:SS AM/PM Eastern time (e.g., 16-Mar-2018  1:31:35 PM ET).
• Dates represented in the screen are formatted as DD-Mmm-YYYY.
• The content of a field displays -- if the information is not applicable or not available/not provided.
• Pricing information defaults to 0.00.
• Select the Print icon to print the contents of the Confirm Details screen.

The table below describes the fields that display on the trade away Confirm Details pop-up screen. Information concerning the core participants, such as DTC IDs and names, displays in the banner at the top of the screen.

Two sections containing free-form text provided by the broker/dealer display at the bottom of the page. The Special Instructions section includes any additional information that the broker/dealer wanted to add to the confirmation that is not available in the fields that are provided. The other section contains any additional details concerning the security.

Field	Definition
3rd Party Renumeration	Indicates if the broker/dealer received any third-party remuneration in the transaction. Y: Yes N: No Space: Not supplied
Account Type	Displays the type of account involved in the trade, which is CASH.
Action	Displays the type of trade; options are BUY or SELL.
Affirmation	Displays the confirmation date.
Agent Account #	Displays the clearing agent account number.
Agent ID/Name	Displays the DTC ID number of the agent, generally a custodian bank, responsible for receiving or delivering the securities on behalf of the institution or its customer.
Allocation Source	Identified or disclosed by the broker/dealer identifies or discloses, indicates the source or system the investment manager used to send the allocation to the broker/dealer to process the trade confirmation (if supplied). Valid values are: 1: OASYS 2: TradeXpress (TradeWeb) 3: FIX 4: MarketAxess 5: Manual(phone or Fax) Space: Not supplied
Clearing Agent ID	Displays the identifier of the agent's clearer. If the settlement location is DTC, this field contains the DTC participant number; otherwise, it contains the broker/dealer ID number.
Clearing Agent Name	Displays the name of the agent at the receiving firm or contra party.
Clearing Broker ID	Displays the identifier of the broker/dealer’s clearer. If the settlement location is DTC, this field contains the DTC participant number; otherwise, it contains the broker/dealer ID number.
Clearing Broker Name	Displays the receiving firm or contra party name; the broker dealer who cleared the trade. NOTE: This is always Fidelity for trade aways.
Commission	Displays the dollar amount of any commissions either directly charged or allocated to the trade.
Commission Status	NOTE: This field is currently not used.
Confirmation Date	Displays the date when this trade was initially processed or affirmed or when change of eligibility occurred.
Country Tax	Displays the country and federal taxes that apply to this trade.
Current Yield	Displays information disclosed by the broker/dealer regarding the current yield of the fixed income security involved in the transaction. Expected characters include numbers (0 through 9), one decimal point, and either one plus (+) or minus (-) indicator in the rightmost position. Can contain a floating decimal in any position; all other positions are numeric. Whole numbers do not require a decimal point (10b–10 field). If there is no embedded decimal, DTC ID assumes a whole number. If not supplied, this field allows spaces.
CUSIP	Displays the Committee on Uniform Securities Identification Procedures (CUSIP) identifier of the security. The CUSIP number is a nine-character identifier that provides a unique name for each financial instrument allowing them to be recognized easily within in the industry.
Dated Date	Displays information for the broker/dealer to identify the dated date of the fixed income security involved in the transaction.
Disclosure Bypass Ind	Indicates the instruction to DTCC to either bypass or override the Disclosure Indicator of the confirm. B: Bypass confirm disclosure enrichment Space: Enrich confirm disclosure, if subscribed
Disclosure Ind	Indicates if a confirm disclosure URL and reference number was enriched or found on trade confirm output. Y: Backer/disclosure URL and reference found N: Backer/disclosure URL and reference not found U: Not subscribed Space: Broker has bypassed disclosure enrichment, if subscribed by the broker/dealer
Disclosure Reference #	Displays the disclosure reference number assigned by backer/disclosure repository to identify the specific backer/disclosure associated with the trade confirmation. This information is required in order to view the backer/disclosure document on the repository along with the corresponding URL disclosure links: http://insite.omgeo.net for the production environment http://insitect.omgeo.net for the client test environment
Disclosure Status	NOTE: This field is currently not used.
Disclosure URL	Displays the the URL link for the broker/dealer confirm backer/disclosure information from the inSITE disclosure repository. This information is used to access the repository to view the confirm backer/disclosure information associated or specific to the trade confirmation.
DTC Control #	Displays the unique number DTC ID assigned to the trade of a broker/dealer and used to associate this record with its other records.
DTC Errors	Returns a DTCC error code.
Eligibility	Indicates if the trade was eligible for DTCC/CNS automated settlement. Options are Ineligible and Eligible.
Exe Broker Account #	Displays the internal account number of the executing broker dealer.
Exe Broker Confirmation #	Displays a unique internal transaction number assigned to the trade by the executing broker/dealer, which differs from the control number assigned by DTCC.
Exe Broker ID	Displays the DTC ID number of the broker/dealer who executed the trade.
Exe Broker Name	Displays the name of the broker/dealer who executed the trade.
Exe Broker Phone #	Displays the phone number of the broker/dealer who executed the trade.
FINRA	Indicates if the broker/dealer is a member of FINRA; options are Y or N.
Institution ID	Displays the DTC ID number of the institution or the party that placed the trade order with the broker/dealer.
Institution Name	Displays the name of the institution or the party that placed the trade order with the broker/dealer.
Interest	Displays the interest accrued on a bond and accounted for in its sale.
Interested Party 1 ID	Displays the DTCC ID of the first interested party that requires notification of the trade transaction.
Interested Party 1 Name	Displays the name of the first interested party that requires notification of the trade transaction. Parties related to the trade could include a customer, interested party, or sub-custodian.
Interested Party 2 ID	Displays the DTCC ID of the second interested party that requires notification of the trade transaction.
Interested Party 2 Name	Displays the name of the second interested party that requires notification of the trade transaction. Parties related to the trade could include a customer, interested party, or sub-custodian.
Market	Displays the abbreviation of the market in which the trade was executed (e.g., PRN (Principal), XBOS (NASDAQ OMX BX (Boston)).
Market Maker	Indicates if the broker/dealer is a market maker in the security; options are Y or N.
Mark Up/Down	Information for the broker/dealer to disclose any mark-up, mark-down, or difference between the reported price and the price to the customer involved in the transaction.
Miscellaneous Fees	Displays the amount of any miscellaneous fees, if applicable.
Net Amount	Displays the cash settlement amount, which is the sum of the principal amount and interest, plus or minus the following fields: Registration/Shipping/Fees Interest Research Amount Country Tax Commission Other Charges
Net Price	Displays the difference between the quoted price and the mark-up or mark-down.
NYSE	Indicates if the broker/dealer is an NYSE member; options are Y or N.
Price	Displays the price per share at which this security traded, exclusive of commission and other charges.
Principal Amount	Displays the amount equal to (Shares DIVIDED BY Face Value) MULTIPLIED BY Price.
Quantity	Displays the number of shares/dollars in the transaction to two decimal places.
Registration/Shipping Fee	Displays the registration/shipping for trades not settling in the United States or fees for trades settling in the United States.
Role	Identifies the role of the broker/dealer as one of the following: AGNT: Executing broker/dealer acts as agent for the customer. AVGR: Average price trade; the broker/dealer acts as principal for some executions and agent for others in the transaction. CAGN: Crossing as agent; Executing broker/dealer is crossing transaction as an agent on behalf of the customer. CPRN: Crossing as principal; Executing broker/dealers are crossing transaction as principal for their own account. CUST: Executing broker/dealer acts as agent for both the customer and another person. OTHR: Executing broker/dealer acts as agent for a person other than the customer. PAGC: Executing broker/dealer acts as principal, agent, and agent for another person in the transaction. PRAG: Executing broker/dealer acts as both principal and agent in the transaction. PRIN: Executing broker/dealer acts as principal for their own account. RISP: Acting as riskless principal; Executing broker/dealer is trading as a riskless principal. That is, the order to buy (sell) is contemporaneously offset by an order to sell (buy) with another party.
Security Group	Displays the classification of the traded security.
Settlement Country	Displays the country code of the country were the trade is settling, which is usually US for United States, unless the trade is an international trade that is settling in a foreign location.
Settlement Date	Displays the date when the trade is due to settle.
Settlement Location	Displays the country or depository where the security settled. The settlement locations abroad are by country, except for Euroclear and CEDEL (Clearstream). Primary values are: BRC: Broker custody (DTC trades where broker/dealer is also the custodian/agent). CED: CEDEL (Clearstream) DTC: The Depository Trust Company EUR: Euroclear FED: The Federal Reserve Bank of New York NFS: Not for settlement US: U.S. physical
Settlement Type	Indicates how the trade should settle. 1: Regular Way (according to local market conventions) 2: When-Issued 3: When-Distributed 4: When-Issued or When-Distributed
SIPC	Indicates if the broker/dealer is an SIPC Member; options are Y or N.
State Local Tax	Displays the amount of any state tax, if applicable.
Trade Date	Displays the date on which the transaction executed as reported by the broker/dealer.
Yield to Cal	Displays information disclosed by the broker/dealer regarding the yield to call/redemption of the fixed income security involved in the transaction. Expected characters include numbers (0 through 9), one decimal point, and either one plus (+) or minus (-) indicator in the rightmost position. This field can contain a floating decimal in any position; all other positions are numeric. Whole numbers do not require a decimal point (10b–10 field). If there is no embedded decimal, DTC ID assumes a whole number. If not supplied, this field can contain spaces.
Yield to Maturity	Displays information disclosed by the broker/dealer regarding the yield to maturity of the fixed income security involved in the transaction. Expected characters include numbers (0 through 9), one decimal point, and either one plus (+) or minus (-) indicator in the rightmost position. This field can contain a floating decimal in any position; all other positions are numeric. Whole numbers do not require a decimal point (10b–10 field). If not supplied, this field can contain spaces.

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