Overview
Footnotes
Field Definitions
- Search for Transactions
- Group Transactions
- View Transaction Details
- View Security Details
- View Check Images
- Initiate Trade Corrections (If entitled)
- Customize the Window
Search for account-level transaction history in increments of up to 365 calendar days (1 year) for a specified time period, as follows:
Within a time period, filter transactions by security, currency, transaction type, or range of net transaction amounts. If an account participates in Cash Management, you may also filter by a particular feature.
Transactions include buys, sells, and dividends. Up to 2000 transactions can display; up to 500 per page. Settings you establish to group, search, and filter are in place as long as you work within the window for the current account. To establish persistent settings that remain when you leave the window, use the Customize icon. (Customize the Window)
A Principal and Income link displays if the account participates in a Fidelity Trustee Services program (Administrative Trustee Services, Agent for Trustee Services, Fiduciary Reporting Services). Use this link to view trust-specific data for the account. (Field Definitions)
A shortcut menu displays when you right-click a row. Use this feature to copy and paste content from Account History into other applications, such as Excel or Word. When you copy a row, its column headers are included.
Note
History includes all transactions related to the current account across Fidelity Brokerage and Fidelity Non-Brokerage accounts; transactions for third-party accounts (Non-Fidelity) are not included. The information differs based on the account type – Fidelity brokerage/trust account, Fidelity annuity account, Fidelity insurance account, CGF Donor-Advised Fund account, or Fidelity retirement account.
Specify the date type:
Entry Date
Settle Date
Trade Date
Indicate a time period:
| Time Period | Action |
|---|---|
| A year or quarter | Select Time Period, choose a year from the Show drop-down list, such as 2018, and select a time period within that year: Entire Year
|
| Current year-to-date | Select Time Period, choose the current year from the Show drop-down list, and select Year to Date. |
| Within last 90 days | Select Time Period and select an option from the Show drop-down list: Today & Yesterday (Default)
|
| Custom date range | Select Date Range and enter the beginning and end dates in increments of up to 365 calendar days within the past 5 years, in the From and To boxes. Use the Calendar icons to select dates. |
To refine the results, from Search By, choose a filter:
| Filter | Action |
|---|---|
| Cash Transactions | Select Cash Management and choose a cash management transaction type: All Transactions Listed
|
| Currency | Select Currency Code and enter the three-character ISO currency code. |
| Security | Indicate how to identify the security: CUSIP
Enter the identifier (consistent with your selection). If account is enabled for international, enter international equity symbols in [symbol]:[country code] format. (Symbol Lookup) |
| Net Amount | Select Net Amount. In the From and To fields, enter a monetary range using only positive whole numbers. Results include amounts that match or fall between the specified values. For example, the range 1000 to 2000 returns sell transactions from 1000 to 2000 and buy transactions from -1000 to -2000. These fields represent a range for both positive (sell) and negative (buy) transactions. |
| Transaction Type | Select Transaction Type and choose a type: Buys
|
Select Display.
- To clear selections and redisplay defaults, select Clear.
Grouping is supported when the number of transactions is 500 or less; it is not supported when pagination occurs (more than 500 transactions display).
When the number of transactions returned is 500 or less, select a column header to sort the grid manually according to that column.
To group transactions
From Group By, select an option:
Currency
Debit Card #
Transaction Type
A group displays only if there is at least one entry in the group for the account; a number in parentheses indicates the number of entries in the group.
Each listed transaction includes a linked description in the Transaction Description column. Select this link to view further details. (Field Definitions)
View additional information for a listed security:
- Equity
- ETF
- Fixed income
- Mutual fund
- Option
- Unit Investment Trust (UIT)
Information differs according to the underlying security, product type, bond features, and available data.
To view security details
In the Security ID column, select a link.
Select Security Details.
Go to:
Equity Security Details
Mutual Fund Security Details
Option Security Details
When a check image is available for a transaction, view front and back images of the check. Check images are available for Remote Check Deposits (RCD), mobile deposits, mailed check deposits, written checks (BNY & UMB), and BillPay checks.
Check images for checks issued to multiple account owners are not available using this feature. Check images for ICP transactions are also not available.
Note
Most check images are available for transactions dated after 4/20/2020. For check images dated prior to 4/20/2020, initiate a Service Request.
To view check images
In the Transaction Description column for an eligible transaction, select a link.
On Transaction Details, next to Mnemonic/Transaction Key, select View Check.
- To view a specific side of the image, select Front or Back.
- To print or save a copy for your offline records, select Print.
If entitled, request trade corrections of executed buy and sell trades up to 100 days old. This includes full and partial executions for domestic security types.
Use this feature to pass the necessary trade details to the Initiate Trade Corrections tool where you will complete the request. Once on Trade Corrections, you may add additional trades to the request.
To initiate a trade correction
In the Transaction Description column for a buy or sell, select the link.
On Transaction Details, next to Mnemonic/Transaction Key, select Initiate Trade Correction Request.
- Trade Correction Request opens and prompts you with next steps.
Go to: Add Trades to Correct
Select the Customize (gear) icon above the grid to personalize how transactions display upon opening Account History. The settings you establish are saved when you leave the window.
- Set Time Period
- Group and Sort Transactions
- Exclude Core Brokerage Transactions
- Add, Remove, and Arrange Columns
From Time Period, set the type of date by which to filter transactions:
Entry Date
Settlement Date
Trade Date (Default)
Set a specific time period of the transactions you want returned:
Today and Yesterday (Default)
Last 5 Days
Last 10 Days
Last 30 Days
Last 60 Days
From Group By, choose how to group transactions:
None (Default)
Currency
Transaction Type
Note
Debit Card # is not available as a setting. To group by this option, use the Group By drop-down list above the grid.
To set primary and secondary sorts, choose fields from Sort By and Then Sort By, and then select Ascending or Descending:
Currency
Entry Date (Default primary sort)
Net Amount
Security ID
Settlement Date
Trade Date
Transaction Type (Default secondary sort)
This setting applies to core brokerage accounts where cash awaiting investment or withdrawal is held. This setting controls filtering of interim transactions (buys and sells) created by settlement activity within core accounts. Other types of transactions involving core accounts are not affected by this setting.
Select Exclude Core Brokerage Transactions (Buys and Sells).
- To include these transactions, if they already display, clear the check box.
A column that displays "required" cannot be removed, but can be rearranged.
On the Customize window, select the Add/Remove Columns tab.
To add columns, in the Available Columns box, select one or more column names
and select Add.
or
To remove columns, in the Selected Columns box, select one or more column
names and select Remove.
To change the order in which the columns display, select one or more column names in the Selected Columns box, and select Move Up or Move Down.
Select Save & Apply.
- Account History
- Transaction Details
- Principal and Income
| Field | Definition |
|---|---|
| Account Type | The account type: DVP/RVP
|
| Commission | The commission associated with the transaction. |
| CUSIP | The number issued by CUSIP for the corresponding security, annuity/insurance fund, or charitable gift pool that identifies it throughout the financial community. |
| Debit Card # | The last 4 digits of the debit card to which the transaction is associated. |
| Entry Date | The date the transaction was entered; format is DD-Mmm-YYYY. |
| Exchange Rate | For accounts enabled for International trading
The exchange rate (price at which one country's currency can be converted into another country's currency) at the time of the transaction. |
| Foreign Commission | For accounts enabled for International trading
The foreign currency equivalent (currency in which the security was traded) of the commission associated with the transaction. |
| Foreign Net Amount | For accounts enabled for International trading
The foreign currency equivalent (currency in which the security was traded) of the net dollar amount of the transaction. |
| Foreign Price | For accounts enabled for International trading
The foreign currency equivalent (currency in which the security was traded) of the price for the security or annuity/insurance fund in the transaction. |
| Foreign Quantity | For accounts enabled for International trading
The foreign currency equivalent (currency in which the security was traded) of the number of shares/dollars in the transaction. |
| Fund Number | The number used to identify the Fidelity mutual fund. |
| ISIN | For accounts enabled for International trading
The International Securities Identification Number (ISIN) of the security. The ISIN is an international code that identifies a specific securities issue. An ISIN identifies a security, but not the exchange on which it trades. |
| Local Currency | For accounts enabled for International trading
The three character, ISO-Standard abbreviation of the currency in which the security was traded. |
| Mnemonic/Transaction Key | The alphanumeric code for the transaction. |
| Money Source Name | For Fidelity 403(b)/401(k) and CGF Donor-Advised Fund accounts
The name of the money source for the retirement plan or Donor-Advised Fund. |
| Net Amount | The net dollar amount of the transaction. Net Amounts are based on prices obtained from sources that may include pricing vendors, broker-dealers who clear through National Financial Services LLC (NFS), and/or other sources. For in-kind distributions from retirement accounts, Net Amount is calculated using the end-of-day closing price of the security on the day that the distribution was initiated. |
| Portfolio Management Code | The code associated with the transaction. This code is used within Portfolio Management exports: ac adjust cost
Note
|
| Price | The price of the security or annuity/insurance fund in the transaction. |
| Quantity | The number of shares/dollars in the transaction. |
| Security Description | The description of the security, usually indicating the name of the issuer. |
| Security ID | The market identifier for the security.
|
| SEDOL | For accounts enabled for International trading
The symbol or 7-digit SEDOL (Stock Exchange Daily Official List) code for the security. |
| Settlement Currency | For accounts enabled for International trading
The currency used to pay for the trade. The Payment Currency selected will be exchanged (as applicable) and used towards settlement of the trade in the local market. |
| Settlement Date | The settlement date of the transaction; format is DD-Mmm-YYYY. |
| Symbol | The symbol of the security, annuity/insurance fund, or charitable gift pool. |
| Trade Date | The date of the transaction; format is DD-Mmm-YYYY. |
| Transaction Description | A short description of the transaction, such as YOU SOLD and YOU BOUGHT. Select a description link to view its Transaction Details. (Field Definitions) |
| Transaction Type | The transaction type: Buys
|
| Field | Definition |
|---|---|
| Accept Date/Time | The date and time a monetary transaction was accepted by Fidelity. The intent is to provide transparency of receipt associated to transactions that may determine the date and amount of a Core Account trade. This field is dynamic and displays only if applicable to the transaction, otherwise the field does not display. |
| Account Source | The line of business that services the account: Fidelity Brokerage
|
| Account Type | The account type: DVP/RVP
|
| Activity Assessment Fee | The fee that self-regulatory organizations must pay to the SEC. This fee is collected by brokerage firms on sale transactions of equity securities and forwarded to the government, as required by current regulation. |
| Broker Code | The four-digit code of the broker who executed the order.
|
| Capitalized Interest | For accounts enabled for International trading
The capitalized interest, if any, associated with the foreign security transaction. |
| Certification Fee | The Option Regulatory Fee (ORF); for option trades only or the fee associated with a certificate transfer, based on applicability. |
| Comment | The comments that were added to the transaction. |
| Commission | The dollar amount of commissions made on the transaction. The default is 0. |
| Concession/Sales Credit | The % that the broker keeps for commission. |
| Country | For accounts enabled for International trading
The country where the security was traded. |
| Currency | The currency and its three character, ISO-Standard abbreviation in which the security was traded. |
| CUSIP | The Committee on Uniform Securities Identification Procedures (CUSIP) identifier of the security. Note
|
| Custom Short Name | The user-defined short name used as an abbreviation for the full registration name. |
| Entry Date | The date the transaction was entered; format is DD-Mmm-YYYY. |
| Exchange | The abbreviation for the market where the security was traded. |
| Exchange From Account | For currency exchange transactions
The source account of the exchange transaction. |
| Exchange Rate | For accounts enabled for International trading
The exchange rate (price at which one country's currency can be converted into another country's currency) at the time of the transaction. |
| Exchange To Account | For currency exchange transactions
The destination account of the currency exchange transaction. |
| FBSI Short Name | The default Fidelity-defined short name of the primary account holder. |
| Fee Amount | The amount of fees that are charged, if applicable. The default is 0. |
| FPRS Txn Code & FPRS Txn Description | For Fidelity 403(b)/401(k) accounts
The retirement transaction code and its description. |
| From Currency | For accounts enabled for International trading
The source (currency from which exchange order will be executed) currency of the exchange transaction. |
| Fund Overload | The sales load percent for a mutual fund transaction if a breakpoint discount or further discounted load is applied to the trade. If no override is applied, this field contains zeros or is blank. |
| Fund Number | The number used to identify the Fidelity mutual fund. |
| Interest | The amount of interest, if applicable. The default is 0. |
| ISIN | For accounts enabled for International trading
The International Securities Identification Number (ISIN) of the security. An ISIN identifies a security, but not the exchange on which it trades. |
| Key Code | The code associated with the transaction within Fidelity's brokerage system. |
| Misc Charges | The amount of miscellaneous charges, if applicable. The default is 0. |
| Mnemonic/Transaction Key | The alphanumeric code for the transaction. |
| Money Source ID & Money Source Name | For Fidelity 403(b)/401(k) & CGF Donor Advised Fund accounts
The ID and name of the money source for the retirement plan or Donor-Advised Fund. |
| Net Amount | The dollar amount of the transaction. Net Amounts are based on prices obtained from sources that may include pricing vendors, broker-dealers who clear through NFS, and/or other sources. For in-kind distributions from retirement accounts, Net Amount is calculated using the end-of-day closing price of the security on the day that the distribution was initiated. |
| Other Charges | The sum of additional charges for the transaction, represented in the currency in which the security was traded. |
| Overload | The default sales load percent for the mutual fund transaction. The actual sales load applied to the trade may be overridden by the value in the Fund Overload field. |
| Plan Name & Plan Number | For Fidelity 403(b)/401(k) accounts
The name and identifier of the retirement plan. |
| Pool ID | The number used to identify the CGF donor advised fund, if applicable. |
| Portfolio Management Code | The code associated with the transaction, which is used within the Portfolio Management exports: ac adjust cost
Note
|
| Price | The price of the security or annuity/insurance fund in the transaction. |
| Prime Broker Fee | The fee associated with a transaction involving a security traded away from Fidelity. |
| Principal | The cash and cash equivalents generated due to principal activity within an account. |
| Product Name | For FILI contracts and policies and Fidelity Charitable Gift Fund accounts
The legal name of the insurance product and Donor-Advised Fund. |
| Product Type | For Fidelity Annuity, Fidelity Insurance, and CGF Donor Advised Fund accounts
The type of product such as Deferred Annuity, Donor-Advised Fund, Income Annuity or Variable Life Insurance. |
| Quantity | The number of shares/dollars in the transaction. |
| Reference # | The reference number for this brokerage transaction. This number is assigned by the Fidelity trading system and matches the confirmation number. |
| Run Date | The date of the transaction; format is DD-Mmm-YYYY. |
| SEC Fee | A fee attached when exchange-listed equities are sold. This fee usually is listed as a separate fee, independent of associated brokerage commissions or fees. |
| Security Description | The description of the security, usually indicating the name of the issuer. |
| Security ID | The market identifier for the security. |
| Security Type | The type of security, annuity/insurance fund, or charitable gift pool. |
| SEDOL | For accounts enabled for International trading
The seven-character Stock Exchange Daily Official List (SEDOL) code of the security. |
| Service Fee | The transaction servicing fee charged to the account, if applicable. Note
|
| Settlement Date | The settlement date of the transaction; format is DD-Mmm-YYYY. |
| Short-Term Redemption Fee | The amount charged when money is withdrawn from the fund. This fee does not go back to the fund company, but rather to the fund itself and therefore does not represent a net cost to shareholders. |
| Source Destination | The source/destination of the transaction. |
| State Tax | The amount of state tax, if applicable. The default is 0. |
| Symbol | The symbol of the security, annuity/insurance fund, or charitable gift pool. |
| To Currency | For accounts enabled for International trading
The destination (settlement) currency of the exchange transaction. |
| TPA Order ID | The TPA Order ID corresponding to the transaction. |
| Trade Date | The date of the transaction; format is DD-Mmm-YYYY. |
| Transaction Description | The description of the transaction. |
| Field | Definition |
|---|---|
| Description | The description of the transaction. |
| Income Amount | The dollar amount of the transaction that was debited from or credited to income. |
| Principal Amount | The dollar amount of the transaction that was debited from or credited to principal. |
| Quantity | The quantity type of the transaction (e.g., dollars or shares). |
| Settlement Date | The date on which the transaction settled; format is DD/MM/YYYY. |
| Mnemonic | Description |
|---|---|
| CCP | Check paid. |
| CCR | Check received. |
| CHK | Check paid. |
| CKP | Check paid - branch. |
| CKR | Check deposit non-retirement. |
| CVC | Roth conversion (cash). |
| CYC | Current year contribution. |
| CYP | Current year contribution - SIMPLE participant. |
| CYS | Current year contribution - SIMPLE company. |
| DRC | Charge card return. |
| ICP | Check paid. |
| ICR | Deposit received. |
| KCT | Contribution (KEOGH). |
| NSF | Check returned - insufficient funds. |
| PBP | Bill payment. |
| PYC | Prior year cash contribution. |
| PYP | Prior year SIMPLE contribution (participant). |
| PYS | Prior year SIMPLE contribution (company). |
| ROC | Rollover contribution (cash). |
| SEP | Employer contribution - SEP IRA. |
| TCU | IRA transfer - cash received. |
| TOA | Inter-broker transfer of assets (received or delivered). |
| Footnote | Description |
|---|---|
| † | Collateral |
| c | Core Sweep/Fund |
| Orange Triangle | Intraday Activity |
686378.8.0